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Nicholas M Palmer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Lake Oswego, OR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-06-30
  • CA RA
    APPROVED
    Since 2010-06-30

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

400 4Th St, Lake Oswego, OR 97034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 06/2010 Present
Bank Of America, N.A. Los Angeles CA 07/2011 Present
Previous Registrations
  • 2008-09-03 → 2009-06-16
    Banc Of America Investment Services, Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-02
  • S66 Uniform Combined State Law Examination
    2008-09-02
Other Names
  • Nick Matthew Palmer
  • Nicholas Matthew Palmer

View on SEC IAPD

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