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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-02-19 |
Branch Locations
5825 Sw 29Th Street, Suite 101, Topeka, KS 66614 • United States
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Topeka | KS | 11/2007 | 10/2019 |
| Ssc Advisors, Inc. | Topeka | KS | 10/1998 | Present |
| 1St Global Advisors, Inc | Topeka | KS | 11/2007 | 10/2019 |
| Avantax Investment Services, Inc. | Topeka | KS | 10/2019 | 09/2020 |
| Avantax Advisory Services | Irving | TX | 10/2019 | 09/2020 |
| Wealthcare Advisory Partners, Llc | Topeka | KS | 09/2020 | Present |
| Merit Financial Advisors | Alpharetta | GA | 02/2026 | Present |
1) TTEE FBO WILLIAM & MARY JANE PRYOR ILIT POSITION: OFFICER OF CPA FIRM NATURE: LIFE INSURANCE TRUSTEE CPA FIRM INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: Topeka KS 66614, United States DESCRIPTION: ILIT OWNS A LIFE INSURANCE POLICY FOR BENEFIT OF BENEFICIARIES; CPA FIRM IS A TRUSTEE. I AM AN OFFICER OF CPA FIRM AND ACT ON BEHALF OF FIRM 2) SS&C BUSINESS & TAX SERVICES, INC. POSITION: CERTIFIED PUBLIC ACCOUNTANT NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/1998 DESCRIPTION: CPA 3) SSC ADVISORS, INC.; POSITION: CERTIFIED PUBLIC ACCOUNTANT NATURE: CPA firm. INVESTMENT RELATED: NO NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/30/1998 ADDRESS: 5825 SW 29th St, Topeka KS 66614, United States DESCRIPTION: I am an officer/partner in the CPA firm 4) SS&C REAL ESTATE, LLC; POSITION: PARTNER IN LLC; NATURE: COMMERCIAL REAL ESTATE; INVESTMENT RELATED: NO; NUMBER OF HOURS: 1 PER MONTH; START DATE: 01/01/2010; ADDRESS: 5825 SW 29th ST., TOPEKA KS 66614; DUTIES: PAY BILLS, TAX RETURNS, BOOKKEEPING, ARRANGE REPAIRS, NEGOTIATE LEASES; COMPENSATION RECEIVED. 5) Topeka Community Foundation; Treasurer; non-investment related; 01/2022; Topeka, KS; TCF connects donors with their interest and community needs, increasing charitable giving in our community, providing leadership on key community issues and ensuring stewardship and accountability for effective community investment of donor dollars.; Duties: Reviews monthly financial reporting prepared by the in house staff accountants and the liaison between the board and the financial reporting. Serves as a member of the audit committee for the board which oversees the annual audit. Also serves as a member of the Asset Allocation Advisory Committee. This committee is responsible for overseeing the third party IAR that manages the assets of the foundation. Less than 10% of time during non-trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-30 |
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