Vincent Siracusa

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-04-12

NJ RA
APPROVED

Since 2021-04-12

Branch Locations

485 Chestnut Ridge Rd, Woodcliff Lake, NJ 07677 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, N.A.	Summit	NJ	10/2007	Present
Wells Fargo Advisors Llc	Allendale	NJ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Allendale	NJ	11/2016	Present

10/2007 → Present

Wachovia Bank, N.A.

Summit, NJ
05/2009 → 11/2016

Wells Fargo Advisors Llc

Allendale, NJ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Allendale, NJ

Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; NEW CASTLE,DE; 50% OWNERSHIP; START 9/30/2019; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; LANDLORD. RK PROPERTIES LLC, INV RELATED, NEW CASTLE, DE, 50% OWNERSHIP, START 11/29/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, HOLDS RENTAL PROPERTIES. RENTAL PROPERTY, INV RELATED, NEW CASTLE, DE, 50% OWNERSHIP, START 3/30/2020, 2 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. DUPLEX RENTAL PROPERTY, INVT RELATED, NEW CASTLE, DE, 100% OWNERSHIP, START DATE 7/22/2022, 2 HRS PER MONTH, 0 HRS DURING TADING, COLLECT RENT AND MAINTAIN PROPERTY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-09
S63	Uniform Securities Agent State Law Examination	2007-12-06

S66 Uniform Combined State Law Examination

2021-04-09
S63 Uniform Securities Agent State Law Examination

2007-12-06

Other Names

Vincenzo Giuseppe Siracusa

View on SEC IAPD