Robert W Campbell

Current Employers

Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2009-02-10

VA RA
APPROVED

Since 2009-02-10

Branch Locations

Chesterfield, VA • United States

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capitol Securities	Glen Allen	VA	02/2009	Present

02/2009 → Present

Capitol Securities

Glen Allen, VA

Previous Registrations

2008-03-08 → 2009-02-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Richmond, VA

Other Businesses

Name of Business: TPA Benefits Investment-related: Yes Address: 3420 PUMP RD, BOX 144 RICHMOND, VA 23233. Nature of the other business: Healthcare referrals. I work as a referral source for healthcare benefits programs, revenue sharing only. Position, title, or relationship with the other business: Referral Resource Start date: 08/16/2009 Approx number of hours/month you devote to the other business: < 1 Approx number of hours/month you devote to the other business during securities trading hours: < 1 Describe your duties relating to the other business: PURELY A PROFESSIONAL REFERRAL RELATIONSHIP WITH REVENUE SHARING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-03-05

S66 Uniform Combined State Law Examination

2008-03-05

Other Names

Robert W Campbell
Robert W Campbell, Iii
Rob Campbell

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