Tracy-ann Tamara Mills

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-01-09

TX RA
APPROVED

Since 2020-01-09

Branch Locations

51 Jfk Pkwy 4Th Fl [Ji-Rbo], Short Hills, NJ 07078 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors	Princeton	NJ	12/2014	11/2016
Wells Fargo Clearing Services, Llc	Princeton	NJ	11/2016	Present

12/2014 → 11/2016

Wells Fargo Advisors

Princeton, NJ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Princeton, NJ

Other Businesses

UBER EATS; NOT INVESTMENT RELATED; EDISON,NJ; DELIVERY DRIVER; START DATE 10/26/2019; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; DELIVERING FOOD. TRAY CHIC, LLC, NOT INVT RELATED, EDISON, NJ, 100% OWNERSHIP, START DATE 8/26/2020, 20 HRS PER MONTH, 0 HRS DURING TRADING, PRODUCT DISTRIBUTION.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2009-07-24

S63 Uniform Securities Agent State Law Examination

2009-07-24

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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