Jason Brown

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2014-01-06
CT	RA	APPROVED	2012-10-23

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2014-01-06
CT RA
APPROVED

Since 2012-10-23

Branch Locations

55 Southwestern Dr, Jamestown, NY 14701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith Incorporated	Jamestown	NY	09/2012	Present
Bank Of America, N.A.	Jamestown	NY	01/2013	Present

09/2012 → Present

Merrill Lynch, Pierce, Fenner And Smith Incorporated

Jamestown, NY
01/2013 → Present

Bank Of America, N.A.

Jamestown, NY

Previous Registrations

2010-05-01 → 2012-07-10

Columbia Management Investment Advisers, Llc

Minneapolis, MN

Chicago, IL

Verona, WI

Boston, MA
2005-04-13 → 2010-05-01

Bofa Advisors, Llc

Chicago, IL

Chicago, IL

Minneapolis, MN

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-04-08
S63	Uniform Securities Agent State Law Examination	2000-04-07

S65 Uniform Investment Adviser Law Examination

2005-04-08
S63 Uniform Securities Agent State Law Examination

2000-04-07

Other Names

Jason Michael Brown

View on SEC IAPD

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