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Stephen Paul Weatherby

Parallel Advisors, LLC

San Francisco, CA

Durango, CO

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Current Employers
Parallel Advisors, Llc

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-01-23
TX RA APPROVED 2023-01-23
  • CO RA
    APPROVED
    Since 2023-01-23
  • TX RA
    APPROVED
    Since 2023-01-23

Branch Locations

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

125 East 32Nd St Suite 4, Durango, CO 81301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Integrated Financial Planning Durango CO 09/2016 07/2021
Sharkey, Howes, And Javer Denver CO 08/2013 09/2016
Autus Asset Management, Llc Durango CO 07/2021 01/2023
Parallel Advisors, Llc Durango CO 01/2023 Present
  • 09/2016 → 07/2021
    Integrated Financial Planning
    Durango, CO
  • 08/2013 → 09/2016
    Sharkey, Howes, And Javer
    Denver, CO
  • 07/2021 → 01/2023
    Autus Asset Management, Llc
    Durango, CO
  • 01/2023 → Present
    Parallel Advisors, Llc
    Durango, CO
Previous Registrations
  • 2021-04-16 → 2023-02-21
    Autus Asset Management, Llc
    Durango, CO
  • 2016-08-08 → 2021-07-21
    Integrated Financial Planning, P.C.
    Durango, CO
    Durango, CO
  • 2012-10-02 → 2016-08-19
    Sharkey Howes & Javer Inc
    Denver, CO
  • 2010-01-07 → 2011-01-10
    Bullock Capital Alliance, Inc.
  • 2007-05-22 → 2008-11-04
    Strasbaugh Financial Advisory, Inc.
    Colorado Springs, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-19
S63 Uniform Securities Agent State Law Examination 2002-01-15
  • S65 Uniform Investment Adviser Law Examination
    2023-05-19
  • S63 Uniform Securities Agent State Law Examination
    2002-01-15
Designations

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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