Michael James Phyillaier

Alight Financial Advisors, LLC

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Current Employers

Alight Financial Advisors, Llc

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-03-09
PA	RA	APPROVED	2026-03-03

NC RA
APPROVED

Since 2026-03-09
PA RA
APPROVED

Since 2026-03-03

Branch Locations

Lancaster, PA • United States

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Lancaster	PA	01/2016	04/2022
Prudential Investment Management Services, Llc	Newark	NJ	01/2016	04/2022
Gwfs Equities, Inc.	Forty Fort	PA	04/2022	02/2026
Alight Financial Advisors Llc	Lancaster	PA	02/2026	Present

01/2016 → 04/2022

Prudential Insurance Company Of America

Lancaster, PA
01/2016 → 04/2022

Prudential Investment Management Services, Llc

Newark, NJ
04/2022 → 02/2026

Gwfs Equities, Inc.

Forty Fort, PA
02/2026 → Present

Alight Financial Advisors Llc

Lancaster, PA

Previous Registrations

2023-06-29 → 2026-02-25

Empower Advisory Group, Llc

Lancaster, PA

Greenwood Village, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-06-26
S63	Uniform Securities Agent State Law Examination	2007-12-21

S65 Uniform Investment Adviser Law Examination

2023-06-26
S63 Uniform Securities Agent State Law Examination

2007-12-21

Other Names

Mike James Phyillaier
Michael Phyillaier
Michael James Phyillaier
Michael Phyillaier Jr
Michael James Phyillaier

View on SEC IAPD

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