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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-05-01 |
Branch Locations
6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 10/2007 | 10/2021 |
| Guardian Life Insurance Company | Charlotte | NC | 12/2021 | 02/2026 |
| Park Avenue Securities | Charlotte | NC | 06/2022 | 02/2026 |
| Guardian Life Insurance Company | Charlotte | NC | 06/2024 | 02/2026 |
| Guardian Life Insurance Company | Charlotte | NC | 06/2024 | 02/2026 |
| Park Avenue Securities | Charlotte | NC | 04/2026 | Present |
| Guardian Life Insurance Company | Charlotte | NC | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-27 |
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