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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-02
  • CA RA
    APPROVED
    Since 2022-05-02

Branch Locations

6300 Wilshire Blvd Suite 2200, Los Angeles, CA 90048 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2007 05/2020
Farmers Insurance San Dimas CA 01/2021 04/2022
Axa Advisors Syracuse NY 09/2007 05/2020
Unemployed Claremont CA 05/2020 12/2020
Farmers Financial Solutions San Dimas CA 05/2021 04/2022
Unemployed San Dimas CA 02/2022 04/2022
Nylife Securities Llc Los Angeles CA 04/2022 Present
New York Life Insurance Co Los Angeles CA 04/2022 Present
Eagle Strategies Llc Los Angeles CA 04/2022 Present
  • 08/2007 → 05/2020
    Axa Advisors, Llc
    New York, NY
  • 01/2021 → 04/2022
    Farmers Insurance
    San Dimas, CA
  • 09/2007 → 05/2020
    Axa Advisors
    Syracuse, NY
  • 05/2020 → 12/2020
    Unemployed
    Claremont, CA
  • 05/2021 → 04/2022
    Farmers Financial Solutions
    San Dimas, CA
  • 02/2022 → 04/2022
    Unemployed
    San Dimas, CA
  • 04/2022 → Present
    Nylife Securities Llc
    Los Angeles, CA
  • 04/2022 → Present
    New York Life Insurance Co
    Los Angeles, CA
  • 04/2022 → Present
    Los Angeles, CA
Previous Registrations
Other Businesses

[Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered products; 203 N.San Dimas Canyon road ,San Dimas ,91773 C339; start 02/2008; Insurance Broker; Commissions; 5 hours per month, 5 hours during securities trading hours; insurance related] [Property and Casualty sales; Appointed with outside carriers for the purpose of property and casualty products; 203 N.San Dimas Canyon road ,San Dimas ,91773 C339; start 09/2020; Commissions; 5 hours per month, 5 hours during securities trading hours; insurance related][BFF, Inc. - Baccash Family Foundation; provide grants to Alzheimer's center, Hoag hospital, Homeless intervention services ,Living water international, search dog foundation ,Honoring our precious elders; 7 Serenity New Port Coast, CA,92657; Start Date 12/2024; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; board member]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-22
  • S66 Uniform Combined State Law Examination
    2008-10-22
Other Names
  • Souheir Alrachid
  • Souheir M Alrachid

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