Kathryn C Alvarez

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-02-15
CA	RA	APPROVED	2009-09-02

TX RA
APPROVED_RES

Since 2013-02-15
CA RA
APPROVED

Since 2009-09-02

Branch Locations

12830 El Camino Real, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Diego	CA	10/2008	Present

10/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA

Other Businesses

I*26470 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NOTARY PUBLIC INVESTMENT RELATED: N ADDRESS OF BUSINESS: SELF, SAN DIEGO, CALIFORNIA 92101 NATURE OF BUSINESS: OTHER, NOTARY POSITION, TITLE, ASSOCIATION: OTHER, NOTARY PUBLIC START DATE OF RELATIONSHIP: 2/10/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: NOTARY NOTARIZATION

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-08-31

S66 Uniform Combined State Law Examination

2009-08-31

Other Names

Kathryn Adeeb Adeeb
Kathryn Christine Adeeb
Kathryn C Adeeb
Kathryn Christine Alvarez

View on SEC IAPD