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Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-01-19
  • WI RA
    APPROVED
    Since 2024-01-19

Branch Locations

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES

Chippewa Falls, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Queen Creek AZ 05/2009 11/2019
J.P. Morgan Securities Llc Gilbert AZ 10/2012 11/2019
Jpmorgan Chase Bank, N.A. Chandler AZ 01/2018 11/2019
U.S. Bancorp Investments, Inc. Eau Claire WI 11/2019 01/2024
Nations Financial Group, Inc. Chippewa Falls WI 01/2024 Present
Previous Registrations
  • 2019-11-20 → 2024-01-22
    Eau Claire, WI
    Eau Claire, WI
    Chippewa Falls, WI
    Eau Claire, WI
    Eau Claire, WI
  • 2012-10-01 → 2019-11-14
    Gilbert, AZ
    Mesa, AZ
    Scottsdale, AZ
    Gilbert, AZ
    Chandler, AZ
    San Tan Valley, AZ
    Mesa, AZ
    Gilbert, AZ
    Chandler, AZ
    Chandler, AZ
    Chandler, AZ
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
    Tempe, AZ
    Chandler, AZ
    Mesa, AZ
    Gilbert, AZ
    Chandler, AZ
  • 2009-07-01 → 2012-10-01
    Chase Investment Services Corp.
    Queen Creek, AZ
    Las Vegas, NV
    Gilbert, AZ
    Mesa, AZ
  • 2008-01-05 → 2009-01-02
    Henderson, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-28
  • S66 Uniform Combined State Law Examination
    2007-12-28
Other Names
  • Christopher G Clauson
  • Christopher Clauson

View on SEC IAPD

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