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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
VT RA APPROVED 2014-08-01
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • VT RA
    APPROVED
    Since 2014-08-01

Branch Locations

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

Colchester, VT • United States

Colchester, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ann Taylor Loft Burlington VT 08/2008 Present
Morgan Stanley Smith Barney Llc Colchester VT 04/2016 Present
  • 08/2008 → Present
    Ann Taylor Loft
    Burlington, VT
  • 04/2016 → Present
    Morgan Stanley Smith Barney Llc
    Colchester, VT
Other Businesses

1. MUSICIAN/SINGER; PERFORM WITH VARIOUS MUSICAL GROUPS WITHIN THE COMMUNITY, SOMETIMES AS A PAID MUSICIAN, SOMETIMES AS A VOLUNTEER; 2 AFTER BUSINESS HOURS; 1.5 DURING BUSINESS; 11/2013

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-31
S63 Uniform Securities Agent State Law Examination 2011-07-01
  • S65 Uniform Investment Adviser Law Examination
    2014-07-31
  • S63 Uniform Securities Agent State Law Examination
    2011-07-01
Other Names
  • Gail Elizabeth Mattison

View on SEC IAPD

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