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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-02-08
MS RA APPROVED 2009-12-23
  • TX RA
    APPROVED
    Since 2010-02-08
  • MS RA
    APPROVED
    Since 2009-12-23

Branch Locations

1022 Highland Colony Pkwy, Ridgeland, MS 39157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Ridgeland MS 10/2009 Present
Bank Of America N.A. Ridgeland MS 01/2014 Present
  • 10/2009 → Present
    Merrill Lynch
    Ridgeland, MS
  • 01/2014 → Present
    Bank Of America N.A.
    Ridgeland, MS
Other Businesses

I*1366265 For profit or not for profit: Entity For Profit Name of outside business organization: Simpson Family Farms Investment related: N Address of business: Ridgeland, Mississippi, 39157, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 4/1/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Member, Recreational land for hunting and family time. No responsibilities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-22
  • S66 Uniform Combined State Law Examination
    2009-12-22

View on SEC IAPD

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