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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2013-04-30
  • WI RA
    APPROVED
    Since 2013-04-30

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Greendale, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Milwaukee WI 04/2013 Present
  • 04/2013 → Present
    Robert W. Baird & Co.
    Milwaukee, WI
Previous Registrations
  • 2012-08-06 → 2013-05-03
    Woodbury Financial Services, Inc.
    West Bend, WI
  • 2011-02-04 → 2011-10-07
    Milwaukee, WI
  • 2008-02-05 → 2011-03-31
    Equity Design Advisors, Llc
    Wausau, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-24
  • S66 Uniform Combined State Law Examination
    2007-11-24
Other Names
  • Carol Louise Slater
  • Carol Louise Boushon
  • Carol Louise Boushon
  • Carol Louise Boushon

View on SEC IAPD

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