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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-01-15
NC RA APPROVED 2024-03-05
GA RA APPROVED 2024-03-04
OH RA APPROVED 2024-02-29
TX RA APPROVED 2024-02-29
  • LA RA
    APPROVED
    Since 2025-01-15
  • NC RA
    APPROVED
    Since 2024-03-05
  • GA RA
    APPROVED
    Since 2024-03-04
  • OH RA
    APPROVED
    Since 2024-02-29
  • TX RA
    APPROVED
    Since 2024-02-29

Branch Locations

1925 Vaughn Road Suite 200, Kennesaw, GA 30144 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Atlanta GA 01/2016 08/2018
Jp Morgan Chase Bank Na Atlanta GA 01/2016 08/2018
Voya Investment Management Altanta GA 04/2019 08/2021
Voya Investments Distributor, Llc Windsor CT 04/2019 08/2021
Voya Investment Management Co. Llc New York NY 04/2019 08/2021
Brandsafway Kennesaw GA 08/2018 03/2019
Jpmorgan Chase Bank, N.A. Atlanta GA 08/2021 02/2024
J.P. Morgan Securities Llc Atlanta GA 08/2021 02/2024
Steward Partners Global Advisory, Llc Kennesaw GA 02/2024 Present
Steward Partners Investment Services, Llc Kennesaw GA 02/2024 Present
Steward Partners Investment Advisory, Llc Kennesaw GA 02/2024 Present
  • 01/2016 → 08/2018
    Atlanta, GA
  • 01/2016 → 08/2018
    Jp Morgan Chase Bank Na
    Atlanta, GA
  • 04/2019 → 08/2021
    Voya Investment Management
    Altanta, GA
  • 04/2019 → 08/2021
    Voya Investments Distributor, Llc
    Windsor, CT
  • 04/2019 → 08/2021
    New York, NY
  • 08/2018 → 03/2019
    Brandsafway
    Kennesaw, GA
  • 08/2021 → 02/2024
    Jpmorgan Chase Bank, N.A.
    Atlanta, GA
  • 08/2021 → 02/2024
    Atlanta, GA
  • 02/2024 → Present
    Steward Partners Global Advisory, Llc
    Kennesaw, GA
  • 02/2024 → Present
    Steward Partners Investment Services, Llc
    Kennesaw, GA
  • 02/2024 → Present
    Kennesaw, GA
Previous Registrations
Other Businesses

1) Name of Outside Activity: Peachtree Putting Greens; Nature of Business: Turf; City, State: Powder Springs, GA; Position/Title: Investor; List of duties: Investor; Start Date: 08/01/2021; 0-2 HRS/Mo devoted to this activity; 0-1 HRS/Mo during trading hours. Not investment related. 2) Name of Business: Ellington Captial, LLC; City/State: Inlet Beach, FL; Activity Type: Real Estate Rental; Position/Title: Owner; Investment Related: No; Start Date: 07/30/2024; Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner. 3) Name of Business: AI Car Shirts; City/State: Marietta, GA; Activity Type: Business Ownership; Position/Title: Owner; Investment Related: No; Start Date: 07/27/2025; Hours per month devoted to this business: 3; Hours per month devoted to this business during trading hours: 1; Description of duties: Capital strategy

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-06
  • S66 Uniform Combined State Law Examination
    2016-05-06
Other Names
  • Patrick Connolly
  • Patrick John Connolly
  • Patrick John Phillip Connolly

View on SEC IAPD

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