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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-01-15 |
| NC | RA | APPROVED | 2024-03-05 |
| GA | RA | APPROVED | 2024-03-04 |
| OH | RA | APPROVED | 2024-02-29 |
| TX | RA | APPROVED | 2024-02-29 |
Branch Locations
1925 Vaughn Road Suite 200, Kennesaw, GA 30144 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Atlanta | GA | 01/2016 | 08/2018 |
| Jp Morgan Chase Bank Na | Atlanta | GA | 01/2016 | 08/2018 |
| Voya Investment Management | Altanta | GA | 04/2019 | 08/2021 |
| Voya Investments Distributor, Llc | Windsor | CT | 04/2019 | 08/2021 |
| Voya Investment Management Co. Llc | New York | NY | 04/2019 | 08/2021 |
| Brandsafway | Kennesaw | GA | 08/2018 | 03/2019 |
| Jpmorgan Chase Bank, N.A. | Atlanta | GA | 08/2021 | 02/2024 |
| J.P. Morgan Securities Llc | Atlanta | GA | 08/2021 | 02/2024 |
| Steward Partners Global Advisory, Llc | Kennesaw | GA | 02/2024 | Present |
| Steward Partners Investment Services, Llc | Kennesaw | GA | 02/2024 | Present |
| Steward Partners Investment Advisory, Llc | Kennesaw | GA | 02/2024 | Present |
1) Name of Outside Activity: Peachtree Putting Greens; Nature of Business: Turf; City, State: Powder Springs, GA; Position/Title: Investor; List of duties: Investor; Start Date: 08/01/2021; 0-2 HRS/Mo devoted to this activity; 0-1 HRS/Mo during trading hours. Not investment related. 2) Name of Business: Ellington Captial, LLC; City/State: Inlet Beach, FL; Activity Type: Real Estate Rental; Position/Title: Owner; Investment Related: No; Start Date: 07/30/2024; Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner. 3) Name of Business: AI Car Shirts; City/State: Marietta, GA; Activity Type: Business Ownership; Position/Title: Owner; Investment Related: No; Start Date: 07/27/2025; Hours per month devoted to this business: 3; Hours per month devoted to this business during trading hours: 1; Description of duties: Capital strategy
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-06 |
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