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Timothy S Johnson

Ubs Financial Services Inc.

Greenwich, CT

New Milford, CT

Danbury, CT

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-12
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2019-08-12
NJ RA APPROVED 2015-06-05
  • CT RA
    APPROVED
    Since 2023-06-12
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2019-08-12
  • NJ RA
    APPROVED
    Since 2015-06-05

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

New Milford, CT • United States

Danbury, CT • United States

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 01/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-04
  • S66 Uniform Combined State Law Examination
    2015-06-04

View on SEC IAPD

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