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Jennifer Lee Hicks

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Wayzata, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-19
CA RA APPROVED 2011-01-03
  • MN RA
    APPROVED
    Since 2013-11-19
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

930 Wayzata Blvd E, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Wayzata MN 08/1998 Present
Wells Fargo Advisors Llc Wayzata MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Wayzata MN 11/2016 Present
  • 08/1998 → Present
    Wells Fargo Bank, N.A.
    Wayzata, MN
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Wayzata, MN
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Wayzata, MN
Previous Registrations
  • 2009-12-07 → 2011-01-03
    Wells Fargo Investments, Llc
    Wayzata, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-04
  • S66 Uniform Combined State Law Examination
    2009-12-04
Other Names
  • Jennifer Lee Bundy

View on SEC IAPD

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