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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2022-01-21 |
| TX | RA | APPROVED | 2012-12-06 |
Branch Locations
6100 S Yale Ave, Tulsa, OK 74136 • United States
Bixby, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 11/2012 | Present |
I*693250 For profit or not for profit: Entity For Profit Name of outside business organization: The Riders Rack Investment related: N Address of business: Bixby, Oklahoma, 74008 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 1/21/2022 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Starting mobile tack business for teenage daughter to work during her horse shows as a part time job outside of school. I am co-owner with my husband and will assist with purchasing inventory.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-06 |
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