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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-26 |
| UT | RA | APPROVED | 2024-07-26 |
Branch Locations
202 S. Main St, Suite 4, Kaysville, UT 84037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Salt Lake City | UT | 08/2007 | 01/2018 |
| Capita Financial Network, Llc | Sandy | UT | 01/2018 | 06/2022 |
| Landmark Wealth Advisors, Llc | Farmington | UT | 06/2022 | 06/2023 |
| Prestige Wealthwide, Llc | Kaysville | UT | 06/2022 | 07/2024 |
| Private Advisor Group, Llc | Morristown | NJ | 07/2024 | Present |
1. Mr. Allen is the managing member and one of the owners of JLA Financial, LLC which he utilizes for personal and business tax reasons, and which is owned independently from Private Advisor Group, LLC ("PAG"). Mr. Allen devotes a minimal amount of time to this activity. 2. Mr. Allen uses Rockwell Advisors as the name of the business under which he provides investment advice through Private Advisor Group, LLC. This activity is engaged in at the address where Mr. Allen is registered, and is related to his investment services practice. Mr. Allen devotes about 175 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Mr. Allen devotes to activity providing investment services through PAG.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-12-10 |
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