Stephen Laurence Shloss

Current Employers

Employment History

• 01/2011 → 06/2017
  Next Financial Group, Inc
  Houston, TX
• 06/2017 → 11/2023
  Crown Capital Securities, Lp
  Orange, CA
• 11/2023 → 07/2026
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
• 04/2024 → Present
  On Mission Tax Pros
  Mission Viejo, CA
• 11/2023 → 07/2026
  Money Concepts Advisory Service
  Mission Viejo, CA
• 07/2026 → Present
  Castle Group Holdings Inc. Dba Castle Financial
  Mission Viejo, CA

Previous Registrations

• 2023-11-08 → 2026-07-17
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
  Mission Viejo, CA
  Mission Viejo, CA
  Palm Beach Gardens, FL
• 2017-06-08 → 2023-11-16
  Crown Capital Securities, L.P.
  Irvine, CA
  Orange, CA
  Mission Viejo, CA
• 2011-02-02 → 2017-06-08
  Next Financial Group, Inc.
  Irvine, CA
  Houston, TX
• 2007-11-29 → 2011-02-07
  Msi Financial Services, Inc.
  Irvine, CA

Other Businesses

(1) START DATE 02/2011, INSURANCE AGENT. MY DUTIES INCLUDE SALES OF INSURANCE PRODUCTS, investment related, 5% time spent on activity during securities hrs.. (2) START DATE 07/1997, REAL ESTATE AGENT. MY DUTIES INCLUDE REAL ESTATE LISTINGS, AND SALES OF RESIDENTIAL & COMMERCIAL PROPERTY, investment related, 5% time spent on activity during non-securities hrs. (3) On Mission Tax Pros, since 4/1/2024, Tax Preparation, Non-investment related, 5% time spent on activity during non-securities hrs. (4) Non Profit Org Treasure, since 10/1/2024, 24821 Chrisanta Drive, Misson Viejo, CA 92691. Charity, Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams

• S66 Uniform Combined State Law Examination
  2007-11-09

Designations