Kristie Ann Kingston

Empower Advisory Group, LLC

Greenwood Village, CO

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Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2022-07-20

CO RA
APPROVED

Since 2022-07-20

Branch Locations

Parker, CO • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Inc	Merrimack	NH	08/2009	12/2021
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	12/2021
Gwfs Equities, Inc	Greenwood Village	CO	06/2022	Present
Unemployed	Saint Johns	FL	01/2022	06/2022

08/2009 → 12/2021

Fidelity Brokerage Services Inc

Merrimack, NH
07/2018 → 12/2021

Fidelity Personal And Workplace Advisors

Boston, MA
06/2022 → Present

Gwfs Equities, Inc

Greenwood Village, CO
01/2022 → 06/2022

Unemployed

Saint Johns, FL

Previous Registrations

2018-07-13 → 2022-01-10

Fidelity Personal And Workplace Advisors

Boston, MA

Jacksonville, FL
2014-05-15 → 2018-07-13

Strategic Advisers Llc

Merrimack, NH

Jacksonville, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-05-15
S63	Uniform Securities Agent State Law Examination	2000-06-19

S66 Uniform Combined State Law Examination

2014-05-15
S63 Uniform Securities Agent State Law Examination

2000-06-19

Other Names

Kristie Ann Masse
Kristie Ann Carder
Kristie Ann Carder
Kristie Kingston
Kristie Kingston

View on SEC IAPD

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