Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-04-28
RI RA APPROVED 2009-03-27
  • TX RA
    APPROVED_RES
    Since 2015-04-28
  • RI RA
    APPROVED
    Since 2009-03-27

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence RI 03/2009 Present
Bank Of America, N.A. Providence RI 07/2011 Present
Previous Registrations
Other Businesses

I*3090267 Entity Type: N/A Name of OBA:Blackstone Health, inc Address:Pawtucket Rhode Island Investment Related:No Position, Title, Association:N/A Start Date:11/12/2025 No Hours: 2 Monthly No Hours during trading:0 Monthly Duties:Assist in running the quarterly board meetings Blackstone Health, Inc. is a non-profit organization managed by the VNA of Care New England which facilitates two major programs in the State of Rhode Island: The New Horizons Adult Day Center and the Blackstone Health Café. The New Horizons Adult Day Center provides services to adults who suffer from some form of physical or cognitive disability, while the Blackstone Health Café is comprised of 17 nutrition sites throughout the state wherein meals and nutrition education are provided to individuals 60 years of age or older.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-13
  • S66 Uniform Combined State Law Examination
    2007-12-13

View on SEC IAPD

More in Providence, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor