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Charlotte, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 12/2013 | 09/2019 |
| J Alden Associates Inc | Doylestown | PA | 09/2021 | 12/2022 |
| Sparta Wealth Partners | Waxhaw | NC | 02/2022 | 03/2025 |
| North Carolina Army National Guard | Charlotte | NC | 05/2002 | 10/2024 |
| Alden Capital | Charlotte | NC | 09/2021 | 02/2022 |
| Innovation Partners Llc | Charlotte | NC | 12/2022 | 05/2023 |
| Realta Equities, Inc. | Wilmington | DE | 05/2023 | Present |
| Njord Capital, Llc | Waxhaw | NC | 03/2025 | Present |
| United States Army Reserve | Charlotte | NC | 10/2024 | Present |
1) US ARMY RESERVE; MILITARY; NOT INVESTMENT RELATED; 16 HOURS PER MONTH. 2) NJORD CAPITA, LLCL; START: 3/2025; 1504 VENETIAN WAY DRIVE WAXHAW, NC 28173; REGISTERED INVESTMENT ADVISER; INVESTMENT ADVISORY, FINANCIAL PLANNING, PRIVATE FUND MANAGEMENT; OWNER, ADVISOR, CCO, PORTFOLIO MANAGER, PRINCIPAL; 38 HOURS PER WEEK DURING NORMAL TRADING HOURS. 3) REALTA EQUITIES, INC.; START: 5/2023; 1201 N. ORANGE ST., SUITE 729, WILMINGTON, DE 19801; BROKER-DEALER; BROKER-DEALER AND REGISTERED REPRESENTATIVE SERVICES ; REGISTERED REPRESENTATIVE; 8 HOURS PER WEEK DURING NORMAL TRADING HOURS. 4) GENERAL GUARDIAN; COURT APPOINTED GUARDIAN FOR MOTHER-IN-LAW.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-24 |
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