James M Ogrady

Current Employers

Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2022-10-25
GA	RA	APPROVED	2022-09-27

MA RA
APPROVED

Since 2022-10-25
GA RA
APPROVED

Since 2022-09-27

Branch Locations

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
John Hancock	Fairfax	VA	03/2012	06/2022
John Hancock Distributors Llc	Boston	MA	03/2012	06/2022
Manulife Asset Management (Us)Llc	Boston	MA	12/2012	Present
Mma Securities Llc	Boston	MA	07/2022	Present

03/2012 → 06/2022

John Hancock

Fairfax, VA
03/2012 → 06/2022

John Hancock Distributors Llc

Boston, MA
12/2012 → Present

Manulife Asset Management (Us)Llc

Boston, MA
07/2022 → Present

Mma Securities Llc

Boston, MA

Previous Registrations

2020-02-07 → 2022-06-23

John Hancock Personal Financial Services, Llc

Lynnfield, MA

Boston, MA
2012-12-21 → 2020-04-13

Manulife Investment Management (Us) Llc

Fairfax, VA

Boston, MA
2009-06-23 → 2012-03-12

Lpl Financial Llc

Wilmington, MA

Woburn, MA

Winchester, MA

Wilmington, MA

Woburn, MA

Woburn, MA

Needham, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-27

S66 Uniform Combined State Law Examination

2007-12-27

View on SEC IAPD

Current Employers

Mma Securities Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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