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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-19 |
| CA | RA | APPROVED | 2018-05-03 |
Branch Locations
345 California Street, San Francisco, CA 94104-2642 • United States
San Francisco, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 01/2011 | 05/2018 |
| Rbc Capital Markets, Llc. | San Francisco | CA | 05/2018 | Present |
NAME OF ENTITY: Rental Property ADDRESS: San Francisco, CA INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property CAPACITY: Owner - Active START DATE: 2/1/2022 DUTIES: Minimal HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-22 |
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