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Heather Kenney

Morgan Stanley

Chicago, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-11-26
  • IL RA
    APPROVED
    Since 2019-11-26

Branch Locations

233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Chicago IL 03/2009 11/2019
Morgan Stanley Smith Barney Llc Chicago IL 11/2019 Present
Morgan Stanley Private Bank, N.A New York NY 12/2019 Present
  • 03/2009 → 11/2019
    Ubs Financial Services Inc.
    Chicago, IL
  • 11/2019 → Present
    Morgan Stanley Smith Barney Llc
    Chicago, IL
  • 12/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2009-03-06 → 2019-12-18
    Ubs Financial Services Inc.
    Chicago, IL
    Chicago, IL
  • 2007-04-02 → 2009-03-09
    Morgan Stanley & Co. Llc
    Chicago, IL
  • 2001-05-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-29
S63 Uniform Securities Agent State Law Examination 2000-09-15
  • S65 Uniform Investment Adviser Law Examination
    2000-11-29
  • S63 Uniform Securities Agent State Law Examination
    2000-09-15
Other Names
  • Heather Ilene Tanzer

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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