Brian Lee Sohn

Current Employers

Employment History

• 09/2007 → Present
  Avantax Planning Partners, Inc.
  Dubuque, IA
• 01/2007 → Present
  Erpelding, Voigt & Co.
  Okoboji, IA
• 10/2007 → 09/2020
  Proequities, Inc
  Okoboji, IA
• 09/2020 → 09/2025
  Avantax Investment Services, Inc.
  Okoboji, IA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Okoboji, IA

Other Businesses

NOTARY SERVICES POSITION: NOTARY/OWNER NATURE: NOTARY SERVICE INVESTMENT RELATED: NO HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 07/25/2007 ADDRESS: 1306 PINE CIR, SPIRIT LAKE IA 51360 DESCRIPTION: NOTARIZE DOCUMENTS, OCASSIONALLY FOR A FEE NETZONE, LLC POSITION: OWNER NATURE: ECOMMERCE INVESTMENT RELATED: NO HOURS: 2 INVESTMENT RELATED HOURS: 0 START DATE: 11/01/2010 ADDRESS: 1306 PINE CIR, SPIRIT LAKE IA 51360 DESCRIPTION: ECOMMERCE: ADVERTISING AND RETAIL SERVICES VIA THE INTERNET; MANAGE DAILY ACTIVITY BRIAN L. SOHN CPA, CFP(R) POSITION: OWNER NATURE: SPEAKING INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 12/03/2012 ADDRESS: 1801 HWY 71 N, OKOBOJI IA 51355 DESCRIPTION: SPEAKING ABOUT FINANCIAL PLANNING TOPICS ERPELDING, VOIGT & CO. POSITION: PARTNER NATURE: CPA ACTIVITY INVESTMENT RELATED: NO NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 160 START DATE: 12/31/2012 ADDRESS: 1801 HWY 71 N, OKOBOJI IA 51355 DESCRIPTION: PARTNER, TAX RETURN PREPARATION AND REVIEW, FINANCIAL STATEMENT PREPARATION, OTHER ACCOUNTING SERVICES AVANTAX PLANNING PARTNERS, INC. POSITION: INVESTMENT ADVISOR REPRESENTATIVE NATURE: FINANCIAL SERVICES INVESTMENT RELATED: YES NUMBER OF HOURS: 80 INVESTMENT RELATED HOURS: 80 START DATE: 09/24/2007 ADDRESS: 3390 ASBURY ROAD, DUBUQUE IA 52002 DESCRIPTION: FINANCIAL SERVICES:, MEET WITH CLIENTS FOR FINANCIAL PLANNING., MEET WITH CUSTOMERS -,PREPARE, IMPLEMENT AND REVIEW FINANCIAL PLAN. THE CINCO GROUP, LLC POSITION: PARTNER NATURE: REAL ESTATE INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 12 START DATE: 01/01/2014 ADDRESS: PO BOX 678, ALGONA IA 50511 DESCRIPTION: SELF-RENTAL OF REAL ESTATE TO ERPELDING VOIGT & CO, LLP. NO SPECIFIC DUTIES TO PARTNERSHIP. INDIAN ATHLETIC BOOSTER CLUB, INC. POSITION: Volunteer Bookkeeper NATURE: BookkeeperAttend meetings discuss fundraising and disbursement of funds to School/Athletic teams INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2020 ADDRESS: N/A, Spirit Lake IA 51360, United States DESCRIPTION: Treasurer - bookkeeping function. Others write checks/pay bills and make deposits. I record the activity in the QuickBooks file after-the-fact. Also prepare the annual Form 990 (tax return).

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-11-16
• S65 Uniform Investment Adviser Law Examination
  2007-09-14

Designations