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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-04-20 |
| AL | RA | APPROVED | 2022-08-01 |
| UT | RA | APPROVED | 2022-04-11 |
| NY | RA | APPROVED | 2021-07-16 |
| TX | RA | APPROVED_RES | 2021-05-10 |
| GA | RA | APPROVED | 2020-12-23 |
| CT | RA | APPROVED | 2020-07-31 |
| DE | RA | APPROVED | 2020-02-11 |
| WA | RA | APPROVED | 2019-05-17 |
| MD | RA | APPROVED | 2016-05-05 |
| NJ | RA | APPROVED | 2014-12-18 |
Branch Locations
66 Hudson Boulevard 1St And 29Th Floors, New York, NY 10001 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 04/2016 | Present |
| Hsbc Bank Usa, N.A. | New York | NY | 08/2016 | Present |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-14 |
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