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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| FL | RA | APPROVED | 2019-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Rochester | NY | 09/2008 | Present |
1. 09/30/2008 - RILEY, NICHOLS, & MUNN/ DBA ONLY/ROCHESTER, NY 14625 2. 10/11/2021 - Riley Whalen & Munn - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/15/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 09/20/2022 - Munn Financial Group, Inc.- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/01/2022 - 4 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-01-29 |
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