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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-04-19 |
| CA | RA | APPROVED | 2022-04-18 |
Branch Locations
655 Montgomery Street Suite 1710, San Francisco, CA 94111 • United States
1290 Avenue Of The Americas, New York, NY 10104 • United States
San Rafael, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Investment Management | New York | NY | 05/2014 | 04/2022 |
| Voya Investments Distributor, Llc | Windsor | CT | 05/2014 | 04/2022 |
| Voya Investment Management Co. Llc | New York | NY | 05/2014 | 04/2022 |
| Zapbatt Inc. | Oceanside | CA | 02/2022 | 02/2022 |
| Neuberger Berman | San Rafael | CA | 04/2022 | Present |
Zapbatt Inc.; Not investment related; 1717 Freeman St, Oceanside, CA, 92054; Advisor; 2/1/2022; 4 hours per month, 0 trading; Consult and advise management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-24 |
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