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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-06
TX RA APPROVED 2020-07-31
NJ RA APPROVED 2020-07-07
  • NY RA
    APPROVED
    Since 2023-02-06
  • TX RA
    APPROVED
    Since 2020-07-31
  • NJ RA
    APPROVED
    Since 2020-07-07

Branch Locations

1100-1800 American Blvd, Pennington, NJ 08534 • United States

75 Rockefeller Plz, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Oakland NJ 06/2016 12/2016
Pfs Investments Inc Oakland NJ 06/2016 12/2016
Pace University School Of Law White Plains NY 08/2014 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 03/2020 Present
Unemployed River Vale NJ 06/2017 10/2017
Tower Legal Solutions New York NY 11/2017 06/2018
Unemployed River Vale NJ 07/2018 09/2018
Malecki Law New York NY 10/2018 03/2020
John Jay Legal Services White Plains NY 06/2015 05/2017
  • 06/2016 → 12/2016
    Primerica Financial Services
    Oakland, NJ
  • 06/2016 → 12/2016
    Pfs Investments Inc
    Oakland, NJ
  • 08/2014 → 05/2017
    Pace University School Of Law
    White Plains, NY
  • 03/2020 → Present
    Pennington, NJ
  • 06/2017 → 10/2017
    Unemployed
    River Vale, NJ
  • 11/2017 → 06/2018
    Tower Legal Solutions
    New York, NY
  • 07/2018 → 09/2018
    Unemployed
    River Vale, NJ
  • 10/2018 → 03/2020
    Malecki Law
    New York, NY
  • 06/2015 → 05/2017
    John Jay Legal Services
    White Plains, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-03
S63 Uniform Securities Agent State Law Examination 2012-01-18
  • S66 Uniform Combined State Law Examination
    2020-07-03
  • S63 Uniform Securities Agent State Law Examination
    2012-01-18
Other Names
  • Michael Liik
  • Michael Allan Liik

View on SEC IAPD

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