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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-03-28 |
Branch Locations
200 Ashford Ctr N Ste 400, Atlanta, GA 30338 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jackson National Life Distributors Llc | Franklin | TN | 01/2019 | 05/2019 |
| Merrill Lynch & Co, Inc | Pennington | NJ | 10/2017 | 01/2019 |
| Koster Brady & Nagler Llp | New York | NY | 10/2016 | 01/2017 |
| Unemployed | Philadelphia | PA | 02/2017 | 09/2017 |
| The Law Office Of Andrew Colascione Pllc | Deerpark | NY | 07/2015 | 09/2016 |
| Regent Peak Wealth Advisors, Llc | Atlanta | GA | 06/2021 | 09/2021 |
| Unemployed | Philadelphia | PA | 05/2019 | 06/2021 |
| Lpl Financial | Atlanta | GA | 03/2022 | Present |
| Consilio Services | Atlanta | GA | 09/2021 | 03/2022 |
1) 12/2021 - Business Entity For Tax/Investment Purposes Only - Socratic Consulting Group - Not Investment Related - 5 hr/mon - Marietta, GA 30066 2) 3/2022 - DBA for LPL Business (entity for LPL business) - Integrated Financial Group, Inc. - Investment Related - Atlanta, GA 30338 3) 3/2022 - DBA for LPL Business (entity for LPL business) - Gaynes Financial Services, Inc. - Investment Related - Atlanta, GA 30338 4) 12/2019 - Real Estate Rental - Investment Related - 3 hrs/mon - 1404 Wellington St. Philadelphia, PA 19111-4231 5) 06/2024 - Straw Hat Financial - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 5/15/2024 - 80 Hrs/Mo; 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-07-02 |
| S65 | Uniform Investment Adviser Law Examination | 2021-08-15 |
| S66 | Uniform Combined State Law Examination | 2007-12-14 |
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