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Andrew John Colascione

LPl Financial LLC

Atlanta, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-03-28
  • GA RA
    APPROVED
    Since 2022-03-28

Branch Locations

200 Ashford Ctr N Ste 400, Atlanta, GA 30338 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distributors Llc Franklin TN 01/2019 05/2019
Merrill Lynch & Co, Inc Pennington NJ 10/2017 01/2019
Koster Brady & Nagler Llp New York NY 10/2016 01/2017
Unemployed Philadelphia PA 02/2017 09/2017
The Law Office Of Andrew Colascione Pllc Deerpark NY 07/2015 09/2016
Regent Peak Wealth Advisors, Llc Atlanta GA 06/2021 09/2021
Unemployed Philadelphia PA 05/2019 06/2021
Lpl Financial Atlanta GA 03/2022 Present
Consilio Services Atlanta GA 09/2021 03/2022
  • 01/2019 → 05/2019
    Jackson National Life Distributors Llc
    Franklin, TN
  • 10/2017 → 01/2019
    Merrill Lynch & Co, Inc
    Pennington, NJ
  • 10/2016 → 01/2017
    Koster Brady & Nagler Llp
    New York, NY
  • 02/2017 → 09/2017
    Unemployed
    Philadelphia, PA
  • 07/2015 → 09/2016
    The Law Office Of Andrew Colascione Pllc
    Deerpark, NY
  • 06/2021 → 09/2021
    Atlanta, GA
  • 05/2019 → 06/2021
    Unemployed
    Philadelphia, PA
  • 03/2022 → Present
    Lpl Financial
    Atlanta, GA
  • 09/2021 → 03/2022
    Consilio Services
    Atlanta, GA
Previous Registrations
Other Businesses

1) 12/2021 - Business Entity For Tax/Investment Purposes Only - Socratic Consulting Group - Not Investment Related - 5 hr/mon - Marietta, GA 30066 2) 3/2022 - DBA for LPL Business (entity for LPL business) - Integrated Financial Group, Inc. - Investment Related - Atlanta, GA 30338 3) 3/2022 - DBA for LPL Business (entity for LPL business) - Gaynes Financial Services, Inc. - Investment Related - Atlanta, GA 30338 4) 12/2019 - Real Estate Rental - Investment Related - 3 hrs/mon - 1404 Wellington St. Philadelphia, PA 19111-4231 5) 06/2024 - Straw Hat Financial - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 5/15/2024 - 80 Hrs/Mo; 8 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-07-02
S65 Uniform Investment Adviser Law Examination 2021-08-15
S66 Uniform Combined State Law Examination 2007-12-14
  • S63 Uniform Securities Agent State Law Examination
    2022-07-02
  • S65 Uniform Investment Adviser Law Examination
    2021-08-15
  • S66 Uniform Combined State Law Examination
    2007-12-14
Other Names
  • Andrew J Colascione
  • Andrew Colascione
  • Andrew John Colascione

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