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2506-B East 21St Street, Tulsa, OK 74114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2024-09-20 |
Branch Locations
2506-B East 21St Street, Tulsa, OK 74114 • United States
London • United Kingdom
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealthminder | Dallas | TX | 07/2015 | 11/2016 |
| Khp Capital, Llc | Dallas | TX | 07/2015 | 11/2018 |
| United Income | Washington | DC | 11/2018 | 07/2019 |
| Capital One Investing | Mclean | VA | 07/2019 | 04/2022 |
| 10Elms Llp | Tulsa | OK | 05/2022 | Present |
Mr. Kruger is on the investment committee for the London Business School Endowment. The funds are managed by BlackRock and he does not have direct control or access to school funds. He consulted with the school on a volunteer basis to make recommendations on asset allocation and security selection in conjunction with 4 other committee members. The recommended securities are completely separate from any 10Elms Client assets, since the funds are managed in the UK and trade on UK and Ireland exchanges. Mr. Kruger is also on the risk committee for the London Business School and serves on the governing body of LBS. These roles are voluntary, offered to Mr. Kruger as he is an alumnus. Mr. Kruger's activities with the London Business School account for less than 5% of his time during trading hours. Mr. Kruger provides consulting to some start-up companies in the UK (and one in the US) on a volunteer basis or in exchange for a small percentage of equity. This accounts for less than 5% of his time during trading hours. This consulting is not competitive with 10Elms or conflicting with Clients, since these are extremely small companies that do not provide investment advice.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-08 |
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