David Joseph Tivin

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-06-07
FL	RA	APPROVED	2021-02-02
TX	RA	APPROVED	2021-01-28

NY RA
APPROVED

Since 2024-06-07
FL RA
APPROVED

Since 2021-02-02
TX RA
APPROVED

Since 2021-01-28

Branch Locations

Wellington, FL • United States

3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Palm Beach Gardens	FL	11/2008	Present
Jpmorgan Chase Bank, N.A.	Palm Beach Gardens	FL	10/2010	Present

11/2008 → Present

J.P. Morgan Securities Llc

Palm Beach Gardens, FL
10/2010 → Present

Jpmorgan Chase Bank, N.A.

Palm Beach Gardens, FL

Previous Registrations

2008-09-04 → 2008-11-12

Equitable Advisors, Llc

Wellesley, MA

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products..

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-01-28
S66	Uniform Combined State Law Examination	2007-12-06

S65 Uniform Investment Adviser Law Examination

2021-01-28
S66 Uniform Combined State Law Examination

2007-12-06

Other Names

David J Tivin

View on SEC IAPD