Charles George Patton

Current Employers

First Sigma Capital Llc

Irvine, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-12-04

CA RA
APPROVED

Since 2025-12-04

Branch Locations

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Patton Investment Management Llc	Asheville	NC	07/2015	Present

07/2015 → Present

Patton Investment Management Llc

Asheville, NC

Other Businesses

Mr. Patton is not engaged in any business other than Patton Investment Management LLC. However, Patton Investment Management LLC is also engaged in business as a Commodity Trading Advisor and is exempt from registration. CTA services are only offered to current securities clients to better serve their investment goals. As such, no separate title, duties, or hours are required of Mr. Patton.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-10-27

S65 Uniform Investment Adviser Law Examination

2014-10-27