Frank A Robertazzi

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2008-04-11
NJ	RA	APPROVED	2007-12-14

TX RA
APPROVED

Since 2008-04-11
NJ RA
APPROVED

Since 2007-12-14

Branch Locations

1 Deforest Ave, Summit, NJ 07901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner &Amp; Smith	Florham Park	NJ	10/2007	Present
Bank Of America, Na	Morristown	NJ	12/2009	Present

10/2007 → Present

Merrill Lynch, Pierce, Fenner &Amp; Smith

Florham Park, NJ
12/2009 → Present

Bank Of America, Na

Morristown, NJ

Other Businesses

I*2787275 Entity Type: N/A Name of OBA: sage elde rcare. Address:Summit New Jersey Investment Related:No Position, Title, Association:Board Member Start Date:09/10/2025 No Hours: 10 Yearly No Hours during trading:0 Yearly Duties:SAGE Eldercare is a unique community resource that offers a comprehensive array of programs and services for older adults and caregivers, promoting independence and quality of life. Board Member

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-07

S66 Uniform Combined State Law Examination

2007-12-07

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews