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Ricardo Eduardo Azarloza

Cerity Partners LLC

Los Angeles, CA

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-13
  • CA RA
    APPROVED
    Since 2025-01-13

Branch Locations

601 S Figueroa Street #2000, Los Angeles, CA 90017 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Covington Capital Management Los Angeles CA 02/2006 09/2022
Cerity Partners Llc Los Angeles CA 10/2022 Present
  • 02/2006 → 09/2022
    Covington Capital Management
    Los Angeles, CA
  • 10/2022 → Present
    Cerity Partners Llc
    Los Angeles, CA
Previous Registrations
  • 2006-02-14 → 2022-12-31
    Covington Capital Management
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-21
S63 Uniform Securities Agent State Law Examination 2000-12-29
  • S66 Uniform Combined State Law Examination
    2003-01-21
  • S63 Uniform Securities Agent State Law Examination
    2000-12-29
Designations
Other Names
  • Richard Eduardo Azarloza
  • Richard Azarloza

View on SEC IAPD

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