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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-07
TX RA APPROVED 2024-03-07
  • KS RA
    APPROVED
    Since 2024-03-07
  • TX RA
    APPROVED
    Since 2024-03-07

Branch Locations

1500 E. 11Th Ave., Suite 10, Hutchinson, KS 67501 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

112 W Sherman St, Hutchinson, KS 67501 • United States

Ameritime, Llc

13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2010-05-24
  • KS RA
    APPROVED
    Since 2010-05-24

Branch Locations

13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Andale KS 07/2005 Present
National Planning Corporation Olathe KS 07/2008 07/2017
Compass Financial Resources, Llc Andale KS 05/2010 Present
Securities America, Inc. Hutchinson KS 07/2017 03/2024
Securities America Advisors Hutchinson KS 07/2017 03/2024
Ameritime, Llc Hutchinson KS 06/2009 Present
Lpl Financial Llc Hutchinson KS 03/2024 Present
  • 07/2005 → Present
    Self Employed
    Andale, KS
  • 07/2008 → 07/2017
    National Planning Corporation
    Olathe, KS
  • 05/2010 → Present
    Compass Financial Resources, Llc
    Andale, KS
  • 07/2017 → 03/2024
    Securities America, Inc.
    Hutchinson, KS
  • 07/2017 → 03/2024
    Securities America Advisors
    Hutchinson, KS
  • 06/2009 → Present
    Hutchinson, KS
  • 03/2024 → Present
    Hutchinson, KS
Previous Registrations
  • 2017-07-17 → 2024-03-14
    Securities America Advisors, Inc.
    Hutchinson, KS
  • 2010-05-19 → 2017-07-19
    National Planning Corporation
    Olathe, KS
    Hutchinson, KS
Other Businesses

1) 02/26/2024 - Financial Markets, Inc - Non-Variable Insurance - Selling: Term, Whole Life, Guaranteed Universal Life, Fixed Annuities, Long Term Care - KS 67501 - Investment related - 12 Hours per month - Start date: 3/1/2010. 2) 02/26/2024 - Compass Financial Resources - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 05/02/2024 - Ameritime, LLC - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 3/1/2010 - 4 Hours Per Month/ During Trading - I provide financial planning and consulting services through Ameritime, LLC, an independent investment advisor firm. I started this business activity in 03/2010. I expect to spend approximately 4 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-27
S63 Uniform Securities Agent State Law Examination 2008-07-21
  • S65 Uniform Investment Adviser Law Examination
    2010-04-27
  • S63 Uniform Securities Agent State Law Examination
    2008-07-21
Other Names
  • Grant Lane

View on SEC IAPD

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