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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-03-07 |
| TX | RA | APPROVED | 2024-03-07 |
Branch Locations
1500 E. 11Th Ave., Suite 10, Hutchinson, KS 67501 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
112 W Sherman St, Hutchinson, KS 67501 • United States
13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2010-05-24 |
Branch Locations
13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Andale | KS | 07/2005 | Present |
| National Planning Corporation | Olathe | KS | 07/2008 | 07/2017 |
| Compass Financial Resources, Llc | Andale | KS | 05/2010 | Present |
| Securities America, Inc. | Hutchinson | KS | 07/2017 | 03/2024 |
| Securities America Advisors | Hutchinson | KS | 07/2017 | 03/2024 |
| Ameritime, Llc | Hutchinson | KS | 06/2009 | Present |
| Lpl Financial Llc | Hutchinson | KS | 03/2024 | Present |
1) 02/26/2024 - Financial Markets, Inc - Non-Variable Insurance - Selling: Term, Whole Life, Guaranteed Universal Life, Fixed Annuities, Long Term Care - KS 67501 - Investment related - 12 Hours per month - Start date: 3/1/2010. 2) 02/26/2024 - Compass Financial Resources - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 05/02/2024 - Ameritime, LLC - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 3/1/2010 - 4 Hours Per Month/ During Trading - I provide financial planning and consulting services through Ameritime, LLC, an independent investment advisor firm. I started this business activity in 03/2010. I expect to spend approximately 4 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-21 |
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