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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-07 |
Branch Locations
10 Hudson Yards, New York, NY 10001 • United States
Montgomery, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Princor Financial Services Corporation | Houston | TX | 03/2015 | 09/2022 |
| Principal Life Insurance Company | Houston | TX | 03/2015 | 09/2022 |
| Park Avenue Securities | New York | NY | 10/2022 | 05/2024 |
| Guardian Life Insurance Company | New York | NY | 09/2022 | 06/2024 |
| Guardian Life Insurance Company | Montgomery | TX | 06/2024 | Present |
| Park Avenue Securities | Montgomery | TX | 06/2024 | Present |
1) Non-public/Non-Employee FINRA Arbitrator - Eligible to be selected as a non-public arbitrator by FINRA for disputes not related to current B/D, Start Date: 03/09/2020, Address: N/A, 5 total hours per month; 5 during securities trading hours, Not Investment Related, Less than 10% of Total Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-10-30 |
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