Doug Piazza

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-04-01
IN	RA	APPROVED	2021-11-18
TX	RA	APPROVED_RES	2021-11-18

FL RA
APPROVED

Since 2026-04-01
IN RA
APPROVED

Since 2021-11-18
TX RA
APPROVED_RES

Since 2021-11-18

Branch Locations

Vero Beach, FL • United States

663 County Road 17 Ste 5, Elkhart, IN 46516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Mishawaka	IN	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Mishawaka	IN	11/2016	11/2021
Wells Fargo Advisors Financial Network, Llc	Elkhart	IN	11/2021	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Mishawaka, IN
11/2016 → 11/2021

Wells Fargo Clearing Services, Llc

Mishawaka, IN
11/2021 → Present

Wells Fargo Advisors Financial Network, Llc

Elkhart, IN

Previous Registrations

2008-01-01 → 2021-11-18

Wells Fargo Clearing Services, Llc

Mishawaka, IN
2000-09-19 → 2008-01-01

A. G. Edwards & Sons, Inc.

Mishawaka, IN

St. Louis, MO

Other Businesses

PIAZZA BLUE WEALTH MANAGEMENT, LLC , INVT RELATED, ELKHART, IN, 50% OWNERSHIP, START DATE 11/22/2021, 160 HRs PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE. PIAZZA DUDE LLC, INVT RELATED, ELKHART, IN, 100% OWNERSHIP, START DATE 11/22/2021, 1 HR PER QUARTER, 0 HRS DURING TRADING, FOR FINET PRACTICE. PIAZZA BLUE WEALTH MANAGEMENT 401K PSP 401K; INV. RELATED; ELKHART, IN; CO-TRUSTEE; FINET PRACTICE 401K; START DATE 4/2022; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-04-20

S66 Uniform Combined State Law Examination

2000-04-20

Other Names

Douglas Lynn Piazza

View on SEC IAPD