Best Investors Account Sign in

Thomas A Evans

Wells Fargo Clearing Services, LLC

Chicago, IL

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-12
TX RA APPROVED_RES 2024-10-08
  • IL RA
    APPROVED
    Since 2024-12-12
  • TX RA
    APPROVED_RES
    Since 2024-10-08

Branch Locations

30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Palos Park IL 08/2016 06/2018
Calamos Financial Services Llc Naperville IL 06/2018 03/2023
Alps Distributors, Inc. Denver CO 04/2023 10/2024
Cambria Investment Management, Lp Manhattan Beach CA 04/2023 10/2024
Wells Fargo Clearing Services, Llc Chicago IL 10/2024 Present
  • 08/2016 → 06/2018
    Unemployed
    Palos Park, IL
  • 06/2018 → 03/2023
    Calamos Financial Services Llc
    Naperville, IL
  • 04/2023 → 10/2024
    Alps Distributors, Inc.
    Denver, CO
  • 04/2023 → 10/2024
    Cambria Investment Management, Lp
    Manhattan Beach, CA
  • 10/2024 → Present
    Wells Fargo Clearing Services, Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-05
  • S66 Uniform Combined State Law Examination
    2007-12-05
Other Names
  • Thomas Adam Evans Iii
  • Thomas Adam Evans

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor