Lori A. Seyler

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2011-08-03

NJ RA
APPROVED

Since 2011-08-03

Branch Locations

Galloway, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lori A Seyler, Accountant, Ea	Galloway	NJ	01/1990	Present
Cetera Financial Specialists Llc	Schaumburg	IL	09/2007	Present
Cetera Investment Advisers Llc	Schaumburg	IL	05/2011	Present

01/1990 → Present

Lori A Seyler, Accountant, Ea

Galloway, NJ
09/2007 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
05/2011 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1.NAME OF OTHER BUSINESS: LORI A. SEYLER, EA, LLC INVESTMENT RELATED: YES ADDRESS: 228 SO. NEW YORK RD. GALLOWAY, NJ 08205 NATURE OF BUSINESS: ACCOUNT, TAX & FINANCIAL ADVISING START DATE: 10/2016 APX NUMBER OF HOURS PER WEEK: 32.5 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: RUNNING OF BUSINESS, PREPARING TAX RETURNS, HIRING ETC. 2.NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 01/01/26; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS:0; BRIEF DESCRIPTION OF DUTIES: NOTARY PUBLIC;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-08-02
S63	Uniform Securities Agent State Law Examination	2011-02-09

S65 Uniform Investment Adviser Law Examination

2011-08-02
S63 Uniform Securities Agent State Law Examination

2011-02-09