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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-01-07 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
Wilton, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Funds | Los Angeles | CA | 12/2015 | 01/2021 |
| Capital Group / Capital Client Group, Inc. | Los Angeles | CA | 01/2021 | Present |
Name of the other business: America's Pastime Stables, LLC / Is the business Investment Related: No / The address of the other business: NY 12010 / The nature of the other business: Horseracing / Your position/title: Investor/Partner / Start date: 1/1/20 / The number of hours/month you devote to the other business: 0 / The number of hours during securities trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-09 |
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