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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-07 |
Branch Locations
2101 E Kirkwood Blvd Ste 130, Southlake, TX 76092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities Inc | San Diego | CA | 10/2013 | 11/2017 |
| First Allied Advisory Services, Inc | Chesterfield | MO | 02/2016 | 11/2017 |
| Bb&T Securities | Dallas | TX | 12/2017 | 11/2019 |
| Charles Schwab & Co Inc | Westlake | TX | 12/2019 | Present |
| Td Ameritrade Inc | Westlake | TX | 07/2021 | 12/2023 |
| Edward Jones | St Louis | MO | 06/2024 | Present |
Sentinel Security Life Ins. Co. Salt Lake City, UT Start date: 2/20/2017 Hours per week: 0 Hours during trading: 0 No responsibilities Prudential Newark, NJ Start date: 1/2/2017 Hours per week: 0 Hours during trading: 0 No responsibilities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-21 |
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