Jay Warren Rishel

Current Employers

Employment History

• 08/2010 → 08/2020
  Jackson National Life Distributors Llc
  Franklin, TN
• 08/2020 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  New Bern, NC

Previous Registrations

• 2020-08-04 → 2024-08-23
  Triad Advisors Llc
  Atlanta, GA
  New Bern, NC

Other Businesses

1) OVERMAN CAPITAL MANAGEMENT POSITION: financial advisor NATURE: investment advisory services INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/01/2020 ADDRESS: 331 Middle St, New Bern NC 28560 DESCRIPTION: provide fee-based investment advisory services to clients 2) MERCI CLINIC POSITION: Board member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 03/17/2021 ADDRESS: 1315 Tatum Dr, New Bern NC 28560 DESCRIPTION: The Board of Directors meets the 3rd Monday of each month beginning at 5pm at the clinic and are charged with the fiduciary oversight of the clinic. 5) OVERMAN CAPITAL MANAGEMENT POSITION: Financial Advisor NATURE: insurance business INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2024 ADDRESS: 331 Middle St, New Bern NC 28560 DESCRIPTION: Doing life insurance reviews - discussing term and whole life insurance. 4) NEW BERN YOUTH LACROSSE ASSOCIATION, INC. POSITION: President NATURE: Youth recreational lacrosse program for New Bern, NC. Kids age 6-14. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 09/15/2025 ADDRESS: 4503 Berkley Dr, Trent Woods NC 28562, United States DESCRIPTION: The president has general supervision, direction, and control of the day-to-day business and affairs of the corporation, subject to the direction and control of the board of directors. The president presides at all meetings of the shareholders and directors and is an ex official member of all the standing committees, including any executive committee of the board, and has the general powers and duties of management usually vested in the office of president or chief executive officer of a corporation and other powers and duties as may from time to time be prescribed by the board of directors or these bylaws. 5) EASTERN CAROLINA YMCA - CAPITAL CAMPAIGN POSITION: Member of capital campaign NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 100 YMCA Lane, New Bern NC 28560, United States DESCRIPTION: Member of the capital campaign. Review feasibility study results, offer suggestions on campaign materials, speak on behalf of the YMCA about the important role it plays in our community. 6) NC SAINTS LACROSSE, LLC POSITION: Coach NATURE: LLC - youth club lacrosse business. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 107 Live Oak Dr, Wrightsville Beach NC 28480, United States DESCRIPTION: Coach

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-12-20

Designations