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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
1255 Treat Blvd. Suite 300, Walnut Creek, CA 94597 • United States
1731 Technology Dr Suite 600, San Jose, CA 95110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Oakland | CA | 08/2014 | 09/2019 |
| Prudential Investment Management Services, Llc | Oakland | CA | 01/2016 | 09/2019 |
| Prudential Insurance Company Of America | Oakland | CA | 05/2021 | Present |
| Pruco Securities, Llc. | Oakland | CA | 05/2021 | 11/2024 |
| Unemployed | Oakland | CA | 09/2019 | 03/2020 |
| Balance | Concord | CA | 03/2020 | 12/2020 |
| The Buildwealth Movement | Oakland | CA | 10/2020 | Present |
| Lpl Enterprise, Llc | Walnut Creek | CA | 11/2024 | Present |
1) 09/23/2024- Urban Financial Services Coalition - SF Bay Area Chapter- Non-Profit Board Member- Community outreach and membership engagement- Not INV Related- At Walnut Creek, PA- Start date 01/02/2012- 5 HRS MTH- 0 HRS Trading 2) 02/12/2025 - The #BuildWealth Movement- Author- Author - The #BUILDWEALTH CHALLENGE- inv. related- at Oakland, CA- start date 01/01/2016- 5hrs/mnth-0hrs during trading 3) 02/14/2025- The #BuildWealth Movement- Speaker/ Seminar/ Workshops- I am paid to speak professionally by for profit and non-profit organizations- not inv. related- at Oakland, CA - start date 10/01/2015- 5hrs/mnth-5hrs during trading 4) 11/24/2025-The #BuildWealth Movement`-Founder-Radio/ TV/ Podcast-Not Inv Related-At Oakland, CA-Start date 08/02/2023-2hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-11 |
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