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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

1255 Treat Blvd. Suite 300, Walnut Creek, CA 94597 • United States

1731 Technology Dr Suite 600, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Oakland CA 08/2014 09/2019
Prudential Investment Management Services, Llc Oakland CA 01/2016 09/2019
Prudential Insurance Company Of America Oakland CA 05/2021 Present
Pruco Securities, Llc. Oakland CA 05/2021 11/2024
Unemployed Oakland CA 09/2019 03/2020
Balance Concord CA 03/2020 12/2020
The Buildwealth Movement Oakland CA 10/2020 Present
Lpl Enterprise, Llc Walnut Creek CA 11/2024 Present
  • 08/2014 → 09/2019
    The Prudential Insurance Company Of America
    Oakland, CA
  • 01/2016 → 09/2019
    Prudential Investment Management Services, Llc
    Oakland, CA
  • 05/2021 → Present
    Prudential Insurance Company Of America
    Oakland, CA
  • 05/2021 → 11/2024
    Oakland, CA
  • 09/2019 → 03/2020
    Unemployed
    Oakland, CA
  • 03/2020 → 12/2020
    Balance
    Concord, CA
  • 10/2020 → Present
    The Buildwealth Movement
    Oakland, CA
  • 11/2024 → Present
    Walnut Creek, CA
Previous Registrations
Other Businesses

1) 09/23/2024- Urban Financial Services Coalition - SF Bay Area Chapter- Non-Profit Board Member- Community outreach and membership engagement- Not INV Related- At Walnut Creek, PA- Start date 01/02/2012- 5 HRS MTH- 0 HRS Trading 2) 02/12/2025 - The #BuildWealth Movement- Author- Author - The #BUILDWEALTH CHALLENGE- inv. related- at Oakland, CA- start date 01/01/2016- 5hrs/mnth-0hrs during trading 3) 02/14/2025- The #BuildWealth Movement- Speaker/ Seminar/ Workshops- I am paid to speak professionally by for profit and non-profit organizations- not inv. related- at Oakland, CA - start date 10/01/2015- 5hrs/mnth-5hrs during trading 4) 11/24/2025-The #BuildWealth Movement`-Founder-Radio/ TV/ Podcast-Not Inv Related-At Oakland, CA-Start date 08/02/2023-2hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-06
S63 Uniform Securities Agent State Law Examination 2008-01-11
  • S65 Uniform Investment Adviser Law Examination
    2020-07-06
  • S63 Uniform Securities Agent State Law Examination
    2008-01-11
Other Names
  • Jasper Smith
  • Jasper Ellett Smith
  • Jasper E Smith

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