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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-10-05
  • IL RA
    APPROVED
    Since 2023-10-05

Branch Locations

10 S Dearborn St, Chicago, IL 60603 • United States

277 Park Ave 2Nd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Clearing, Inc. Chicago IL 03/2013 05/2021
Robinhood Financial, Llc Elmhurst IL 06/2021 08/2022
J.P. Morgan Securities Llc Chicago IL 10/2022 Present
Robinhood Markets Elmhurst IL 06/2021 09/2022
Charles Schwab Chicago IL 10/2020 05/2021
Jpmorgan Chase Bank, N.A. Chicago IL 10/2022 Present
Atlas Quotient, Inc. Huntington NY 03/2026 Present
  • 03/2013 → 05/2021
    Tdameritrade Clearing, Inc.
    Chicago, IL
  • 06/2021 → 08/2022
    Robinhood Financial, Llc
    Elmhurst, IL
  • 10/2022 → Present
    Chicago, IL
  • 06/2021 → 09/2022
    Robinhood Markets
    Elmhurst, IL
  • 10/2020 → 05/2021
    Charles Schwab
    Chicago, IL
  • 10/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 03/2026 → Present
    Atlas Quotient, Inc.
    Huntington, NY
Previous Registrations
  • 2008-07-30 → 2011-06-02
    Thinkorswim Advisors, Inc.
    Chicago, IL
Other Businesses

Entity Name: Atlas Quotient, Inc. Investment related: No Address: 223 Wall Street Suite 164 Huntington, NY 11743 www.atlasquotient.com Nature of the other business: Technology Position/Title/Relationship: Owner/Partner Start Date: 03/16/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company is an AI-driven, strategic risk technology company. We will be offering technology services to executives and boards and provide them with an AI-enriched strategic risk intelligence solutions. I will be the CTO of the company, strictly involved in managing our technology resources. Currently, I work in a credit/market risk role, so although the firm is risk-related, it is not closely related to current role at JPMC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-05
S66 Uniform Combined State Law Examination 2008-05-19
  • S65 Uniform Investment Adviser Law Examination
    2023-10-05
  • S66 Uniform Combined State Law Examination
    2008-05-19

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