Ryan Francis Worch

Current Employers

Worch Capital Llc

11300 Rockville Pike, Rockville, MD 20852 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-01-23

MD RA
APPROVED

Since 2025-01-23

Branch Locations

11300 Rockville Pike, Rockville, MD 20852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sanders Morris Harris, Inc.	Houston	TX	03/2011	Present
Concept Capital Markets, Llc	New York	NY	02/2011	Present

03/2011 → Present

Sanders Morris Harris, Inc.

Houston, TX
02/2011 → Present

Concept Capital Markets, Llc

New York, NY

Other Businesses

1)WORCH CAPITAL LLC, 2)INVESTMENT RELATED, 3)4808 MOORLAND LANE, SUITE 109, BETHESDA, MD 20814, 4)LLC, 5)DIRECTOR/OFFICER, 6)12/2010, 7)240 HRS PER MONTH, 8)130 DURING SECURITIES TRADING HRS, 9)MANAGEMENT OF FUND

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-11-04
S66	Uniform Combined State Law Examination	2006-07-26
S63	Uniform Securities Agent State Law Examination	2005-05-17

S65 Uniform Investment Adviser Law Examination

2010-11-04
S66 Uniform Combined State Law Examination

2006-07-26
S63 Uniform Securities Agent State Law Examination

2005-05-17