Juan Carlos Limon

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2020-07-08
TX	RA	APPROVED	2020-06-24
FL	RA	APPROVED	2020-06-23

GA RA
APPROVED

Since 2020-07-08
TX RA
APPROVED

Since 2020-06-24
FL RA
APPROVED

Since 2020-06-23

Branch Locations

9160 Forum Corporate Pkwy, Ste 350, Ft Myers, FL 33905 • United States

7970 Cooper Creek Blvd., Bradenton, FL 34201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ccf Investments, Inc.	Greensboro	GA	01/2009	06/2017
Ameritas Investment Corp.	Lincoln	NE	06/2017	10/2017
Capital Choice Financial Services	Greensboro	GA	02/2009	10/2017
Cambridge Investment Research, Inc.	Fairfield	IA	10/2017	Present
Smart Pro Financial	Sarasota	FL	10/2017	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	06/2020	Present

01/2009 → 06/2017

Ccf Investments, Inc.

Greensboro, GA
06/2017 → 10/2017

Ameritas Investment Corp.

Lincoln, NE
02/2009 → 10/2017

Capital Choice Financial Services

Greensboro, GA
10/2017 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
10/2017 → Present

Smart Pro Financial

Sarasota, FL
06/2020 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1) SMART PRO FINANCIAL, 6710 PROFESSIONAL PKWY W, #305, SARASOTA,FL, 10/2017, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 120 HR/MO, 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 06/2020, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 3) JCL FINANCIAL INC, 769 TAILWIND PL, SARASOTA, FL, 11/2022, PRESIDENT, DBA, NIR, 16 HR/MO, 160 HR/MO TRADING. 4) JUAN CARLOS LIMON, 769 TAILWIND PL, SARASOTA, FL, 10/2023, MUSICIAN, NIR, 10 HR/MO, 0 HR/MO TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-06-08
S63	Uniform Securities Agent State Law Examination	2008-01-18

S65 Uniform Investment Adviser Law Examination

2020-06-08
S63 Uniform Securities Agent State Law Examination

2008-01-18

Other Names

Juan C Limon

View on SEC IAPD